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Planning Ahead With Ed

Edward Gardner is a Registered Representative of and offers securities and investment advisory services offered through Royal Alliance Associates, Inc.,member FINRA/SIPC, and a registered investment advisor.  In this regard, this communication is strictly intended for individuals residing in the states of AL, AZ, CA, CO, FL, LA, MI, NY, NC, and TX . No offers may be made or accepted from any resident outside the specific states referenced.
 
Advisory services offered through Royal Alliance Associates, Inc., a Registered Investment Advisor.
 
IMPORTANT CONSUMER INFORMATION:
 
A broker-dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker-dealer, investment adviser, BD agent or IA rep registration requirements, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirement, or an applicable exemption or exclusion.
 
For information concerning the licensing status or disciplinary history of broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.

 

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Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck